The Deen's ListTM
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A service of Deen Capital Management, Inc. (www.deencapital.com)
Vol.7 #245 Wednesday, September 30, 2009 3:10PM EDT

Please read carefully our disclaimers at the end of this newsletter.

Market Stance: BEARISH (since September 26, 2009)

Contents

Performance
Bought American Superconductor (AMSC)
Open Positions
Subscription Information
Privacy Policy
Disclaimers
Contact Us

Performance

Deen Capital S&P 500
Year-to-date as of September 29, 2009 +18.3% * +19.7%
12 months (Sep 29, 2008 to Sep 29, 2009) +9.7% * -1.5%
24 months (Sep 29, 2007 to Sep 29, 2009) -8.9% * -27.1%
36 months (Sep 29, 2006 to Sep 29, 2009) +20.5% * -15.3%
48 months (Sep 29, 2005 to Sep 29, 2009) +43.0% * -6.2%

* An average of managed accounts, net after all commissions and fees.

Click here for more performance data.

Click here for information on managed accounts.

Bought American Superconductor (AMSC)

Initial percent of portfolio (approx.)5.0%
Net buy price in managed accounts*$33.81
Most recent close (Sep 29)$30.36
Net change (based on net buy price)+3.45
Today's volume as of 2:55pm ET 2.4 million ($81.4 million)
Average daily volume1.0 million ($34.6 million)
This year's earnings-per-share$0.46 (est)
Next year's earnings-per-share$0.91 (est)
P/E using next year's earnings37.2 (est)
Earnings growth rate, next 5 years20% per year (est)
Corporate HeadquartersDevens, MA
Web sitewww.amsc.com

* Buy prices shown are net after commissions and fees.

Today, Wednesday, September 30, 2009, I bought AMSC, first for client accounts, then for my personal accounts.

American Superconductor Corp. provides megawatt-scale wind turbine designs and electrical control systems. They also offer a host of smart grid technologies, including superconductor power cable systems, grid-level surge protectors, and power electronics-based voltage stabilization systems for power grid operators. They operate through two segments: AMSC Power Systems and AMSC Superconductors.

Here's why I bought this stock:

+ I am very close to returning to a bullish stance. We're having a fabulous week so far.

+ News: Yesterday, after the close, the company announced a $100 million contract with Sinovel for follow-on electrical components for 3 megawatt wind turbines.

+ A "true surprise"*: Prior to the news, the stock was trading near the low end of its 2-month range. Then, today, the stock up sharply on heavy volume.

* "True surprise" is my term to describe a company news item that ignites heavy buying and that was not preceded by a short-term run-up in the stock price (i.e. not preceded by rumor).

+ Technical: Back on July 30, the stock broke out of a 3-month trading range to a new 10-month high on huge volume. Since then, the stock has been locked in a range defined by the intraday low and high of July 30. It's entirely possible that this news could provide the catalyst for the next breakout.

+ Excellent recent sales growth. Here are the quarterly year-to-year sales growth rates from the last four quarters, in chronological order: +87%, +27%, +60%, and, most recently, for the quarter ended June 30, +83% to $73.0 million.

+ The company has just recently become profitable. Here are the quarterly EPS figures for the last eight quarters:

Sep 08 vs Sep 07: (10c) vs (17c)
Dec 08 vs Dec 07: (18c) vs (18c)
Mar 09 vs Mar 08:   3c  vs  (4c)
Jun 09 vs Jun 08: 12c   vs  (2c)

+ Strong and sharply rising earnings-per-share estimates: According to recent data from First Call, the consensus earnings estimate for FY 10 (ends March 31) is 46c, revised upward from 3c 90 days ago (and up from an FY 09 actual loss of (27c); and the consensus estimate for FY 11 is 91c, up from 46c 90 days ago.

+ History of earnings surprises: This company has reported earnings-per-share at least 2c above estimates in each of the past three quarters. Most recently, for the quarter ended June 30, they "beat the Street" by 12c.

+ The stock's 200-day moving average is rising, indicating a long-term uptrend.

I chose to buy the stock in spite of the following negative factor:

- Valuation: At 37 times next year's estimated earnings and a projected 5-year annualized earnings growth rate of 20%, the stock appears pricey by my usual metric. However, this is often the case for strong stocks which have, like this one, just recently turned profitable.

- The company's industry group ("Electrical Equipment") is ranked #57 for relative strength out of 197 industry groups tracked by Investor's Business Daily. This ranking changes daily, and it has been generally falling over recent weeks and months.

-KD, Wednesday, September 30, 2009

Open Positions

Model Portfolio

Company Name Stock
Symbol
Buy
Date
NetBuy
Price*
Current
Price**
Weeks
Held
% of
Portfolio
Gain
(Loss)
American Superconductor AMSC 09/30/09 $33.81 $33.52 0.0 4.9% -0.9%
Innodata Isogen INOD 09/29/09 $7.90 $7.93 0.1 4.9% +0.4%
Lincoln Educational LINC 09/28/09 $22.65 $23.00 0.3 4.8% +1.5%
Ebix Inc. EBIX 09/28/09 $50.79 $55.45 0.3 5.3% +9.2%
SmartHeat Inc. HEAT 09/25/09 $11.68 $12.01 0.7 4.9% +2.8%
China TransInfo Tech. Corp. CTFO 09/22/09 $8.52 $9.47 1.1 4.7% +11.2%
RINO International Corp. RINO 09/17/09 $14.10 $21.30 1.9 7.2% +51.0%
Ulta Salon, Cosmetics ULTA 09/16/09 $15.02 $16.53 2.0 5.2% +10.0%
Bio-Reference Labs, Inc. BRLI 09/16/09 $34.54 $34.28 2.0 4.7% -0.7%
China Fire & Security Group CFSG 09/14/09 $17.04 $19.16 2.3 5.3% +12.4%
Hi-Tech Pharmacal Co. Inc. HITK 09/09/09 $21.14 $22.52 3.0 5.0% +6.5%
Zhongpin, Inc. HOGS 09/08/09 $11.75 $14.65 3.1 5.8% +24.7%
Cash 37.2%  
Total 100%  

* Buy prices shown are net after commissions and fees.

** Current prices are at least 20 minutes old.

Subscription Information

Welcome to The Deen's ListTM, an e-mail stock newsletter from Deen Capital Management, Inc.

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Disclaimers

All stocks discussed in The Deen's ListTM involve a high degree of risk. It should not be assumed that any stock discussed in The Deen's ListTM or purchased by Deen Capital Management, Inc. will be profitable.

Past performance is not necessarily indicative of future results.

The information contained herein has been compiled from sources deemed to be reliable; however, we are not responsible for its accuracy or completeness.

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