The Deen's ListTM
Our Goal: To outperform the S&P through up markets and down.
A service of Deen Capital Management, Inc. (www.deencapital.com)
Vol.6 #314 Sunday, September 28, 2008 11:47PM EDT

Please read carefully our disclaimers at the end of this newsletter.

Weekly Status Report: Contents

Performance
Market Commentary
Open Positions
Stocks Sold Over Past 13 Weeks
Subscription Information
Privacy Policy
Disclaimers
Contact Us

Performance

Deen Capital S&P 500
Year-to-date as of September 26, 2008 -17.7% * -16.1%
12 months (Sep 26, 2007 to Sep 26, 2008) -14.5% * -18.9%

* An average of managed accounts, net after all commissions and fees.

Click here for more performance data.

Click here for information on managed accounts.

Market Commentary

Market Stance: BEARISH (since September 24, 2008)

I was bullish last Friday, Monday, Tuesday, and part of Wednesday. This was a mistake, especially since my indicators were overall bearish throughout, and my NASDAQ Timing Model did not give a signal. We lost money, and under-performed the S&P 500 slightly (-3.9% vs -3.3% last week). I rarely override my indicators, because, when I do, I too often end up regretting it. Such was the case here.

But bear markets almost always end, and bull markets begin, with a bang -- a day or two of huge buying volume. And we had two days of record-setting buying volume on September 18 and 19. The notion that that rally marks an important market turning point is not dead. It's still possible. The low for the year was September 17, and, if Congress enacts this $700 billion bailout, we could see a big boost to investor confidence -- and stocks. Indeed, the market is now at the mercy of this bailout plan. The market goes up and down in lock step with the perceived odds of historic rescue being enacted by Congress.

I am well aware of the gravity of the situation. Banks are failing like dominoes as wealthy depositors take their money out. There are no more independent investment houses on Wall Street -- they've all gone under or merged with banks. Credit markets, which provide the essential grease that allows the U.S. economy to function on a day-to-day basis, are seized up. If Congress fails to act, the economy could become much worse, resulting in massive unemployment. Even if Congress does act, it may not be enough. I may move even more heavily to cash if Congress disappoints the market.

On the other hand, if the government rescue is enacted, and does what it's supposed to do, the stock market will be the first thing to recover. There is an enormous amount of cash sitting on the sidelines right now.

We are now 6% in Royal Gold, 44% in the S&P 500, and 50% in cash. A very low-risk position. I intend to stay that way until my indicators tell me it's time to get back in. I may, for example, turn bullish if I get a signal from my proprietary NASDAQ Timing Model. Of my three indicators, this is the one which gives the earliest warning of major market turns. When it gives a signal, I usually go with it, even if my other two indicators dissent. It is important to act as quickly as possible at major market turning points. (Of course, this Model is not infallible -- it also sometimes gives bad signals.)

By the way, in terms of my #1 goal -- outperforming the S&P -- I've just recently been falling slightly behind on a year-to-date basis (now -17.7% vs -16.1%), though we are still outperforming on a 12-month basis (-14.5% vs -18.9%, Sep 26 2007 to Sep 26 2008) and by 17 points on a 24-month basis (+11.4% vs -5.7%).

I no longer have much hope that 2008 will be profitable, but I do very much expect to end the year in a better place than where we are now. I urge you to hang in there.

My Three Primary Technical Indicators:

                                       Prior week             Now
                                       ----------           -------
NASDAQ Timing Model (Ver.10q):           BEARISH            BEARISH (1)
Last signal:  BEARISH on Sep 4, 2008

Performance of Recent Stock Picks:  -1.2 BEARISH       -4.7 BEARISH (2)

Market Internals:                    42% NEUTRAL        27% BEARISH (3)

-----------------------------------------------------------------------
Market's Overall Technical Rating:       BEARISH            BEARISH

Stocks:Cash ratio (average):              100:0              50:50

(1) A proprietary computer model based on technical analysis of the NASDAQ Composite.

(2) This number (from -10 to +10) is based on the performance of ALL my recent stock picks (I actually buy only some of these). A positive number means my recent stock picks are generally rising; a negative number means they are generally falling. Even so, I consider a reading below +3.1 to be bearish. I require a reading of +5.6 or better to call this indicator bullish.

(3) This is the percentage of stocks ($8 and up) which are trading above their 50-day moving average. The rating of this percentage (bullish, bearish or neutral) is based on which way it's been moving recently -- up, down or sideways.

-KD, Sunday, September 28, 2008

Open Positions

Model Portfolio

Company Name Stock
Symbol
Buy
Date
NetBuy
Price*
Current
Price
Weeks
Held
% of
Portfolio
Gain
(Loss)
S&P Depository Receipt SPY 09/25/08 $121.56 $120.85 0.4 21.4% -0.6%
S&P Depository Receipt SPY 09/19/08 $124.54 $120.85 1.3 22.2% -3.0%
Royal Gold Inc. RGLD 09/18/08 $37.74 $37.18 1.4 6.0% -1.5%
Cash 50.4%  
Total 100%  

* Buy prices shown are net after commissions and fees.

Stocks Sold Over Past 13 Weeks

Company Name Stock
Symbol
Buy
Date
NetBuy
Price*
Sell
Date
NetSell
Price*
Weeks
Held
Gain
(Loss)*
S&P Depository Receipt SPY 09/19/08 $124.33 09/24/08 $118.73 0.7 -4.5%
S&P Depository Receipt SPY 09/18/08 $120.17 09/24/08 $118.73 0.9 -1.2%
S&P Depository Receipt SPY 09/18/08 $120.17 09/22/08 $120.50 0.6 +0.3%
Varian Medical Systems VAR 07/24/08 $59.79 09/19/08 $60.12 8.1 +0.5%
Thoratec Corp. THOR 08/05/08 $23.18 09/19/08 $27.48 6.4 +18.6%
Covidien, Ltd. COV 08/05/08 $52.60 09/19/08 $53.60 6.4 +1.9%
Estee Lauder Cos Inc. EL 08/18/08 $51.31 09/19/08 $50.51 4.6 -1.6%
Super Micro Computer, Inc. SMCI 09/03/08 $10.71 09/17/08 $9.98 2.0 -6.8%
DXP Enterprises, Inc. DXPE 09/08/08 $60.40 09/17/08 $57.66 1.3 -4.5%
Questcor Pharmaceuticals, Inc. QCOR 09/11/08 $6.19 09/17/08 $5.78 0.9 -6.7%
CSX Corp. CSX 09/12/08 $61.28 09/16/08 $56.59 0.6 -7.7%
Solera Holdings Inc. SLH 08/28/08 $30.01 09/15/08 $28.74 2.6 -4.2%
II-VI, Inc. IIVI 09/08/08 $42.30 09/15/08 $40.26 1.0 -4.8%
Bruker Corp. BRKR 09/02/08 $16.37 09/12/08 $15.30 1.4 -6.5%
Parametric Tech PMTC 09/08/08 $20.77 09/11/08 $19.76 0.4 -4.9%
Sapient Corp. SAPE 08/27/08 $9.25 09/10/08 $8.66 2.0 -6.4%
SkillSoft PLC SKIL 08/22/08 $10.67 09/09/08 $10.43 2.6 -2.3%
Ebix Inc. EBIX 08/14/08 $105.10 09/05/08 $102.11 3.1 -2.8%
VisionChina Media Inc. VISN 08/21/08 $19.22 09/05/08 $17.33 2.1 -9.8%
LDK Solar Co. Ltd. LDK 08/26/08 $48.65 09/05/08 $43.52 1.4 -10.6%
Kendle International Inc. KNDL 08/28/08 $50.63 09/05/08 $46.49 1.1 -8.2%
II-VI, Inc. IIVI 08/05/08 $39.98 09/04/08 $41.88 4.3 +4.8%
PAREXEL International Corp. PRXL 08/07/08 $32.62 09/04/08 $30.63 4.0 -6.1%
SunPower Corp. SPWR 08/18/08 $89.00 09/03/08 $85.19 2.3 -4.3%
Woodward Governor WGOV 07/22/08 $44.19 09/02/08 $45.87 6.0 +3.8%
Amphenol Corp. APH 08/22/08 $48.98 08/25/08 $47.52 0.4 -3.0%
St. Jude Medical STJ 07/16/08 $45.55 08/20/08 $46.03 5.0 +1.0%
Sapient Corp. SAPE 08/08/08 $8.16 08/19/08 $8.70 1.6 +6.7%
Badger Meter Inc. BMI 07/22/08 $55.68 08/18/08 $51.49 3.9 -7.5%
Amphenol Corp. APH 08/06/08 $48.29 08/18/08 $50.15 1.7 +3.8%
Innophos Holdings Inc. IPHS 08/06/08 $34.71 08/15/08 $33.70 1.3 -2.9%
Amedisys Inc. AMED 07/17/08 $59.44 08/12/08 $54.31 3.7 -8.6%
Altera Corp. ALTR 07/18/08 $21.45 08/12/08 $23.71 3.6 +10.5%
IBM IBM 07/21/08 $129.38 08/12/08 $124.71 3.1 -3.6%
EZCORP, Inc. EZPW 07/25/08 $17.71 08/11/08 $15.48 2.4 -12.6%
Titan International Inc. TWI 07/31/08 $46.52 08/11/08 $40.35 1.6 -13.3%
Calgon Carbon Corp. CCC 07/31/08 $19.69 08/11/08 $18.70 1.6 -5.0%
America's Car-Mart, Inc. CRMT 07/03/08 $18.95 08/04/08 $19.34 4.6 +2.0%
Robbins & Myers Inc. RBN 07/16/08 $50.30 08/04/08 $48.98 2.7 -2.6%
Amphenol Corp. APH 07/17/08 $50.73 08/04/08 $46.32 2.6 -8.7%
Northwest Pipe Co. NWPX 07/23/08 $56.53 08/04/08 $52.56 1.7 -7.0%
Tyler Technologies Inc. TYL 07/25/08 $17.15 08/04/08 $15.37 1.4 -10.4%
VisionChina Media Inc. VISN 07/30/08 $23.16 08/04/08 $19.37 0.7 -16.4%
ENGlobal Corp. ENG 07/09/08 $13.92 07/31/08 $12.38 3.1 -11.1%
CIRCOR International Inc. CIR 07/10/08 $62.06 07/31/08 $59.62 3.0 -3.9%
Plexus Corp. PLXS 07/25/08 $30.28 07/30/08 $29.33 0.7 -3.1%
Balchem Corp. BCPC 07/08/08 $25.56 07/29/08 $25.69 3.0 +0.5%
AeroVironment Inc. AVAV 06/25/08 $28.28 07/24/08 $30.19 4.1 +6.7%
Fuel Systems Solutions Inc. FSYS 07/09/08 $31.64 07/24/08 $37.36 2.1 +18.1%
Crown Holdings Inc. CCK 07/18/08 $29.16 07/24/08 $27.65 0.9 -5.2%
Lufkin Industries Inc. LUFK 07/17/08 $91.00 07/18/08 $83.84 0.1 -7.9%
SAIC, Inc. SAI 06/04/08 $20.69 07/16/08 $19.05 6.0 -7.9%
AZZ Inc. AZZ 06/27/08 $39.10 07/14/08 $44.25 2.4 +13.2%
ENGlobal Corp. ENG 06/30/08 $14.31 07/07/08 $13.15 1.0 -8.1%
EnerSys ENS 06/12/08 $34.73 07/02/08 $32.04 2.9 -7.8%
N. American Energy Partners NOA 06/23/08 $22.13 07/02/08 $19.94 1.3 -9.9%
The Western Union Co. WU 06/25/08 $26.01 07/02/08 $23.85 1.0 -8.3%

* Buy and sell prices shown are net after commissions and fees. This means that the gains/losses shown are also net after transaction expenses.

Subscription Information

Welcome to The Deen's ListTM, an e-mail stock newsletter from Deen Capital Management, Inc.

My intention is to inform you as quickly as is practical regarding my stock market moves. When I buy or sell a stock, first I take care of client accounts, then I buy/sell for my personal account(s), and then, third, I send out this newsletter.

Your feedback is welcome. Send e-mail to deenslist@deencapital.com. To subscribe or unsubscribe, include the word "subscribe" or "unsubscribe" in the Subject line.

This newsletter is free to managed account clients. For a limited time, it is also free to all interested parties.

Privacy Policy

Your personal information, including your e-mail address, will be held in strict confidence by Deen Capital Management, Inc. We will not share it with or sell it to others.

Disclaimers

All stocks discussed in The Deen's ListTM involve a high degree of risk. It should not be assumed that any stock discussed in The Deen's ListTM or purchased by Deen Capital Management, Inc. will be profitable.

Past performance is not necessarily indicative of future results.

The information contained herein has been compiled from sources deemed to be reliable; however, we are not responsible for its accuracy or completeness.

Contact Us

The Deen's List
PO Box 30925
Santa Barbara, CA 93130
(800) 353-4990
deenslist@deencapital.com

Copyright © 2008 Deen Capital Management, Inc.