The Deen's ListTM
A service of Deen Capital Management, Inc. (www.deencapital.com)
Vol.2 #9 Friday, January 23, 2004 1:34pm ET

Please read carefully our disclaimers at the end of this newsletter.

Market Stance: BULLISH (since Dec 12, 2003)

  Contents

Year-To-Date Performance
Bought NBTY Inc. (NTY)
Sold Quiksilver Inc. (ZQK)
Open Positions
Subscription Information
Privacy Policy
Disclaimers

  Year-To-Date Performance

Year-To-Date as of January 22, 2004

Deen Capital+14.3%*
S&P 500+2.9%

* An average of managed accounts, net after commissions and fees. Individual account results may vary. See also www.deencapital.com/perform.htm. For information on managed accounts, see www.deencapital.com/mgdaccts.htm.

  Bought NBTY Inc. (NTY)

Net buy price in managed accounts* $31.72
Yesterday's close (Jan 22) $28.54
Net change (based on net buy price) +$3.18
Today's volume as of 12:40pm ET 2.0 million ($64.1 million)
Average daily volume 392,500 ($12.4 million)
This year's earnings-per-share $1.68 (est)
Next year's earnings-per-share $2.10 (est)
P/E using next year's earnings 15.2 (est)
Earnings growth rate, next 5 years 17.5% per year (est)

* The "Net buy price" is the total net purchase cost after commissions for all managed accounts divided by the total number of shares.

On Fri Jan 23, I bought NTY. NBTY Inc. (www.nbty.com) is a leading manufacturer and marketer of nutritional supplements.

Here's why I bought this stock:

+ News: On Thu Jan 22 after the close, the company announced results for the quarter ended Dec 31. Earnings came in at 34c per diluted share (vs last year 24c and First Call 28c). Revenue was up 60% to $385 million (First Call estimate $372 million).

+ Breakout: The next morning, Fri Jan 23, the day I bought, the stock soared on heavy volume, breaking out of a two-and-a-half month trading range.

+ Excellent and accelerating recent sales growth: Here are the quarterly year-to-year sales growth rates from the last four quarters, in chronological order: +10%, +22%, +49%, and, most recently, as cited above, +60%.

+ Mostly excellent recent earnings-per-share growth: Here are the quarterly EPS figures for the last eight quarters:

Mar 03 vs Mar 02: 34c vs 33c
Jun 03 vs Jun 02: 43c vs 30c
Sep 03 vs Sep 02: 23c vs 43c
Dec 03 vs Dec 02: 34c vs 24c

+ Rising estimates for next year's earnings: According to recent data from First Call, the consensus earnings estimate for FY 04 (Sep) is $1.68, down from $1.74 90 days ago; and the consensus estimate for FY 05 is $2.10, up from $2.00 90 days ago.

+ Valuation: At 15 times next year's estimated earnings and a projected 5-year annualized earnings growth rate of 17.5%, the stock is attractively priced.

+ History of earnings surprises: This company has reported earnings at ahead of estimates in three of the past five quarters (including the just-reported quarter cited above).

I chose to buy the stock in spite of the following negative factor:

- The company's industry group ("Cosmetics/Personal Care") has fallen in relative strength over the past three months, according to Investor's Business Daily.

  Sold Quiksilver Inc. (ZQK)

Net sell price in managed accounts* $17.15
Date(s) bought Dec 19 2003
Net buy price in managed accounts* $17.00
Holding period 5.0 weeks
Gain/loss in managed accounts +0.9% (after commissions)

* The net buy (sell) price is the total net cost (proceeds) after commissions for all managed accounts divided by the total number of shares.

On Fri Dec 19, I sold ZQK in order to buy NTY. I still like ZQK, but I felt that NTY was a particularly compelling buy, enough so that I was willing to sell ZQK prematurely.

  Open Positions

Company Name Stock
Symbol
Buy
Date
NetBuy
Price*
Current
Price
Weeks
Held
Gain*
(Loss)
Boston Scientific Corp.BSX10/15/03$32.38$38.6614.3+19.4%
Endurance Specialty HoldingsENH11/26/03$31.04$34.008.3+9.5%
Advanced Digital InfoADIC12/12/03$13.68$17.786.0+30.0%
Headwaters Inc.HDWR12/15/03$20.29$23.355.6+15.1%
Applied Signal Tech Inc.APSG12/18/03$23.52$28.165.1+19.7%
Edge Petroleum Corp.EPEX12/22/03$8.87$10.964.6+23.6%
Research In Motion Ltd.RIMM12/23/03$59.15$85.434.4+44.4%
Siliconware PrecisionSPIL12/23/03$4.83$5.894.4+21.9%
Digital Insight Corp.DGIN12/24/03$25.06$25.454.3+1.6%
Sharper Image Corp.SHRP12/26/03$32.30$34.104.0+5.6%
Digital River Inc.DRIV12/29/03$22.86$26.333.6+15.2%
Amkor Technology Inc.AMKR12/30/03$18.12$20.263.4+11.8%
Novatel Wireless Inc.NVTL01/08/04$7.80$12.032.1+54.2%
Sonic SolutionsSNIC01/12/04$17.47$20.751.6+18.8%
Helen Of Troy Ltd.HELE01/13/04$29.71$28.141.4-5.3%
Tractor Supply CoTSCO01/21/04$44.18$44.320.3+0.3%
NBTY Inc.NTY01/23/04$31.72$31.670.0-0.1%
Average4.3+16.8%

* Net buy prices shown are the total net purchase cost after commissions for all managed accounts divided by the total number of shares.

  Subscription Information

Welcome to The Deen's ListTM, a new e-mail stock newsletter from Deen Capital Management, Inc.

My intention is to inform you as quickly as is practical regarding my stock market moves. When I buy or sell a stock, first I take care of client accounts, then I buy/sell for my personal account(s), and then, third, I send out this newsletter.

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  Privacy Policy

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  Disclaimers

All stocks discussed in The Deen's ListTM involve a high degree of risk. It should not be assumed that any stock discussed in The Deen's ListTM or purchased by Deen Capital Management, Inc. will be profitable.

Past performance is not necessarily indicative of future results.

The information contained herein has been compiled from sources deemed to be reliable; however, we are not responsible for its accuracy or completeness.

 

Ken Deen
Deen Capital Management, Inc.
PO Box 30925
Santa Barbara, CA 93130
(805) 682-1870
deenslist@deencapital.com

Copyright © 2004 Deen Capital Management, Inc.