Deen Capital Management, Inc.

Our Goal: To outperform the S&P 500 in both up markets and down.

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Managed Account Service

To Open A Managed Account. Please contact Deen Capital at 800-353-4990 or info@deencapital.com.

How It Works. Clients open a brokerage account in their own name (or the name of their trust or corporation) at E*Trade Financial. (www.etrade.com). They then authorize Deen Capital Management, Inc. to place buy and sell orders on their behalf.

Minimum Investment. The minimum initial investment is $50,000.

Commissions. Through a special arrangement with E*Trade, Deen Capital clients pay only $5 per trade.

Management Fee. Deen Capital charges a quarterly management fee, payable at the beginning of each quarter. The fee is based on assets under management at the end of the prior quarter, and is calculated as follows:

0.75% per quarter (3.0% per annum) for the first $50,000.
0.5% per quarter (2.0% per annum) for the next $450,000.
0.375% per quarter (1.5% per annum) for the next $4.5 million.
0.25% per quarter (1.0% per annum) for the next $5 million.

For example, the fee on a $250,000 account would be 2.2% per year ($50,000 at 3% + $200,000 at 2%).

Please note that our performance numbers since 1994 are net returns after fees and commissions.

Clients may pay by check, or they may ask E*Trade to deduct the fee from the account.

Statements and Reports. Clients receive at no extra charge:

A detailed e-mail report (if requested) from Deen Capital every week. These e-mails include:

Mr. Deen's market commentary.
A performance update on your account, including your current account value, year-to-date gain, and gain since inception.
Detailed information on any gains or losses realized during the week.
A detailed list of all stocks held, including buy date, buy price, current price, and paper gain (or loss).
The cash balance in your account.

A letter and performance update from Deen Capital every quarter.
An end-of-year tax report from Deen Capital every January.
A confirmation from E*Trade for every trade.
A statement from E*Trade every month.